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Early State Formation

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Early State Formation refers to the processes and conditions under which complex societies transition from small, kin-based groups to organized political entities with centralized authority, social stratification, and institutional governance, typically characterized by the emergence of bureaucracies, legal systems, and economic structures.
lightbulbAbout this topic
Early State Formation refers to the processes and conditions under which complex societies transition from small, kin-based groups to organized political entities with centralized authority, social stratification, and institutional governance, typically characterized by the emergence of bureaucracies, legal systems, and economic structures.

Key research themes

1. What are the theoretical and empirical frameworks explaining pathways and mechanisms of early state formation?

This research theme focuses on understanding the various theoretical models and empirical evidence that explain how early states emerged from pre-state societies. It covers archaeological, anthropological, and historical perspectives that interrogate multiple pathways of politogenesis, the characteristics of early states, and the dynamics involved in state formation processes. Such frameworks help to delineate the complexity and variability in state emergence across different regions and temporal contexts, challenging simplistic evolutionary or linear models.

Key finding: This article identifies the multilinearity and variation of pathways in politogenesis, emphasizing that early state formation is one among many evolutionary trajectories of complex late archaic societies. It distinguishes... Read more
Key finding: This paper situates 'early state' within an anthropological and evolutionary framework, discussing its heuristic potential and the ongoing theoretical debates surrounding its definition and identification. It critically... Read more
Key finding: Focusing on archaeological comparative studies, this work critiques earlier evolutionary idealist views (e.g., V. Gordon Childe and Karl Wittfogel) by demonstrating the diversity in political forms preceding the early state.... Read more
Key finding: Although mainly ontological, this study offers a metaphysical theory relevant to early state formation by proposing that structural kinds (e.g., states as emergent entities) are characterized by strong emergence and sustained... Read more

2. How do material culture and elite consumption patterns illuminate socio-political complexity and early state formation processes?

This theme investigates how archaeological evidence, especially luxury goods, symbolic artifacts, and consumption patterns by elites, can shed light on social stratification, power dynamics, and political centralization in early state contexts. By analyzing material culture, these studies reveal underlying geopolitical relationships, interregional influences, and shifts in social organization that contribute to the understanding of early state development.

Key finding: Through a diachronic and synchronic archaeological analysis of luxury goods consumption in Lachish and Jerusalem during the Iron IIA-B periods, this study uncovers patterns reflecting imperial and local power dynamics. It... Read more
Key finding: This paper elucidates how Yayoi period bronze artifacts, including weapons and bells, transformed from imported objects to culturally and politically meaningful symbols indicative of social stratification and early statehood... Read more
Key finding: This article analyses bronze mirrors as prestige and ritual objects during the Yayoi and Kofun periods, showing their evolving roles from exotic luxury goods embedded in the Sinocentric tribute system to powerful symbols of... Read more

3. What roles do cognitive, social, and power dynamics play in the emergence and consolidation of early states?

This theme explores how cognitive models, social cooperation mechanisms, concepts of sovereignty, and power relations influence early state formation and maintenance. It includes analyses of political philosophy on the legitimacy of authority, ethnographic perspectives on resistance and agency, and theoretical perspectives on cognition and complexity in governance. Understanding these factors illuminates how early states negotiate legitimacy, social cohesion, and authority claims.

Key finding: This paper contrasts Hobbes and Rousseau’s philosophical views on the 'state of nature' to foreground the divergent conceptualizations of authority and legitimacy foundational to political order. Hobbes’s advocacy for... Read more
Key finding: Ethnographic analysis of fisher communities’ engagement with the Indian state post-tsunami reveals nuanced forms of agency and localized power contestations that resist state-imposed development. By leveraging historical... Read more
Key finding: The essay proposes a multilayer model of human cognition involving linear, self-adaptive, and nonlinear dynamics to simulate decision-making complexity. This approach parallels theoretical considerations in governance where... Read more

All papers in Early State Formation

Although culture contact is a well-studied area of archaeological inquiry, complex ancient cross-cultural interactions can be challenging to discern. As zones of innovation in which boundaries are obscure, ancient frontiers offer ideal... more
The Early Bronze Age in Europe is characterized by social and genetic transformations, starting in the early 3rd millennium BCE. New settlement and funerary structures, artifacts and techniques indicate times of change with increasing... more
This paper focuses on a highly intriguing numismatic monument: the issue of anonymous juchid dangi, the reverse legend of which features a date written in words in the Turkic language, based on the Anno Domini era.
Annual and the British School at Athens 113, 1-24 | In this paper, the authors discuss the typology and technology of metallic vessels and other precious objects from the tholos tomb at Kokla | https://www.jstor.org/stable/26572994
Čiháková / Otázky chronologie pražské raně středověké keramiky ROČNÍK XXVIII / 2012 / č. 2 Klíčová slova-Praha-malá Strana-raný středověk-keramika-archeologie-keramické typy-radiokarbonové datování-dendrochronologie
Most of the persons (76 or 77), who participated in the conclusion of the Russian-Byzantine treaty in 944, bear Old Norse names. The number of persons with Slavic names, Svjatoslavъ, Pere(d)slava, Volodislavъ (principals) and Sin’ko and... more
IZVLEÈEK-Tepe Gheshlagh je eno najpomembnejših najdišè bakrene dobe na vzhodnem obmoèju osrednjega Zagrosa. Osrednje raziskovalno vprašanje te študije sta organizacija administrativnih sis temov in koncept lastništva v tem obdobju. S... more
Demonstrating the existence of a soaring demand for strategic materials in fifteenth-century Rome, the article pioneers research in the late medieval trade in saltpetre, the irreplaceable, rare component of gunpowder, indispensable for... more
This paper aims to analyse the root causes of the conflict of authority in the Pashtun tribal society in historical perspectives. The autonomous and independent Pashtun tribes traditionally follow the pashtunwali which is their social... more
Based on an inscription from the early 4th century BC concerning the festival of Alea Athena in Tegea (Arcadia), and taking into account the results of Norwegian excavations at the site, this study offers a comprehensive interpretation of... more
本书采用“帝国网络”概念,克服自上而下的单一视角,在“统一”和“征服”之外提供了第三种叙事。书中探讨了经济交通、资源交换和文化交流方面的丰富现象,体现出网络中多远主体的能动作用。作者以统摄黄河与长江两大流域的超广角镜头,重构江南山地从进入华夏政权的互动网络到成为帝国领土的千年历史。
The Korean Peninsula has been inhabited since at least 10,000 BCE, with evidence of settlements dating back to circa 6,000 BCE. The earliest dynastic kingdom, Gojoseon, is traditionally believed to have been founded roughly 4300 years... more
The People Rus’ in the Ninth – Middle Eleventh Centuries: New Approaches to the Study of Ethnogenesis and Politogenesis // Social Evolution & History. 2025. Vol. 24, № 1 (March). P. 30–57. [DOI: https://doi.org/10.30884/seh/2025.01.02 /... more
Vāyu Purāṇa, one of the early Purāṇas, refers to Maharloka, the fourth heaven. “Those brāhmaṇas of acute discernment, who are of extra-ordinary good behaviour, who subsist on the residue of what is consigned to sacred fire in Homa, and... more
Homing in on a series of events that unfolded in the context of posttsunami reconstruction in India's Tamil Nadu state, this article explores how people at the margins win small concessions from the state by deploying forms of power that... more
I SHALL START BY MAKING A STATEMENT that could not be more banal: the second half of the eighteenth century, in Britain and Germany alike, was a time when things began to be in flux. Reform, improvement, transformation these are the terms... more
The information contained in the oldest written sources reveals that Poznań was the seat of the Bishop of St. Peter’s Church and emphasises the military strength of the stronghold during the reign of Bolesław the Brave (Chrobry). They do... more
During the whole of the Middle Ages there was no such thing as 'region' in the vocabulary of medieval politicians, nor in historiography or in their theory of power. Medieval writers were focused on histories, deeds that were done in a... more
In this paper-whose title is inspired by Abulğazi Bahadur Khan's Şäcärä-i Türk-I would like to address briefly a number of theoretical aspects in the study of the history of Turkic statehood. My goal is to problematize the notion of what... more
By debunking the predominant theory of the origin of the state as a myth, resurrecting the conquest theory, and reinforcing it with the idea of extrahuman transportation, the paper argues for the nomadic origin of the state. The paper... more
Now today We'll talk about pre-Qin history.This's my hope that this lecture will provide a comprehensive overview of our current understanding of the pre-Qin history and catch the most discussions currently within the discipline. This... more
A brief history of the early modern Austrian estates and their relationship with the Habsburg monarchy.
This collection of articles represents the output of the first stage of research on the history of the region of Silesia, conducted under the patronage of the European Science Foundation as part of the project 'Cuius regio. An analysis of... more
Social subunits in household units of Río Bec Group B | 000 6.2. Radiocarbon dates used in the figure .8 graph | 000 7.1. | 000 7.2. Southern Belize Chronology | 000 7.3. Settlement data for Uxbenká and Ix Kuku'il | 000 7.4. UAP... more
The predominance of multi-use mortuary spaces in the Mycenaean funerary sphere, including tholos tombs, chamber tombs, various forms of built tombs and shaft graves, has confounded the direct employment of archaeological interpretative... more
Raně středověká hradiště představovala centrální lokality ve fyzickém i sociokulturním světě. Změny v okolní krajině mohly být jednou z příčin dynamického vývoje alespoň některých centrálních lokalit. Cílem tohoto článku je ukázat... more
On August 13, 1521-two years after departing from Havana-the Spanish adventurer Hernán Cortés slaughtered over two hundred thousand Aztec warriors in a single night, consigning women and children to slavery. The land of Mexico was... more
Capturing the fluid, dynamic interactions that constitute political form and change is best accomplished by adopting a network perspective. This approach calls attention to how power contests are waged close to the ground by... more
Cemetery names (necronyms) serve as linguistic, cultural, and historical markers that reflect social stratification, migration history, and identity retention within the Cina Benteng community in Indonesia. This study examines how... more
Abstract of a paper given at the 2025 conference Sympozjum Egejskie 10 in Warsaw.
Michal HLAVICA. Fragmenty Velké Moravy: Hrnčířské značky jako nástroj výzkumu společenské a politické komplexity Moravy 9. století. Brno, Archeologický ústav AV ČR 2023, 179 s., ISSN 1804-1345.
The act of entrusting the apostolic see to Civitas Shinesghe and its surroundings was made on Easter, April 5, 991* during the Third Congress of Quedlinburg, where Mieszko I - perhaps accompanied by his wife Oda and their sons: Mieszko... more
Под обложкой настоящей брошюры читатель сможет найти перевод статьи 2004 г., написанной бельгийским историком Эриком Туном. Данная статья подробно раскрывает авторскую методику по изучению аграрной истории регионов в Средние века и... more
According to the Report on the Spring and Autumn bronze inscriptions discovered in 1983 in Henan province, the character bao 'treasure; precious' is found written consecutively after the adverb yong 'always', giving ze yong bao bao . The... more
This paper examines the symbolic expiration of the 1916 Sykes-Picot Agreement in 2024 and the subsequent geopolitical transformations unfolding across the Middle East. It argues that the collapse of centralized regimes in Iraq, Syria, and... more
In the present essay we introduce the concept of macroculture as a complex of mutually supporting values, norms and beliefs in various areas of human activity, like war, religion, politics, athletics, etc. in a model. Then, by applying... more
A new research project in El Salvador is focused on the hitherto almost completely uninvestigated, significantly large archaeological site of Tapalshucut, Izalco, Department of Sonsonate. Probably dating to the Middle and Late Preclassic... more
The paper delivered by Raymond Westbrook offers us the occasion to discuss a very important issue, one that we have never discussed at these meetings as far as I can remember -and my recollection of the Symposia goes back to the first... more
Öz: MÖ 4. binyıl, Güney Mezopotamya kronolojisinde Uruk Dönemi'ni, Kuzey Mezopotamya kronolojisinde ise Geç Kalkolitik 2-5 evrelerini kapsamaktadır. Geç Kalkolitik Dönem boyunca Güney ve Kuzey Mezopotamya yerleşimleri, ekolojik şartlar ve... more
Автор  оприлюднює  документальні свідчення про реалії  виживання партизан на теренах Чернігівщини
Автор дискутує з секретарем Чернігівського обкому КПУ Миколою Лебединцем про реалії буття «червоної області». Як показують ці свідчення станом на початок 1995 р. комуністи досить активізувалися та досягли значних успіхів в здобутті... more
This study examines 135 tombs (ca. 350-550 CE) in Gyeongju and the surrounding areas in Korea to elucidate social differentiation among the elites of the Silla Kingdom. Previous research has highlighted a vertical social stratification... more
У статті комплексно переосмислено історичну долю сербських спільнот межиріччя Заале та Мульде у добі Людольфінгів-Оттонів. Розглянуто їхню роль у системі міжнародних відносин першої половини Х ст., визначено позицію в конфліктах... more
The vivid engravings on vertical rocks at the desert site of Nag el-Hamdulab west of the Nile comprise a rock art gallery of exceptional historical significance. The authors show that the images of boats with attendant prisoners, animals... more
Abstract: The medieval Laws on the Church for the Swedish province of Uppland were created about 1300. They are an important source on the history of Sweden and a celebrated monument in the history of the Swedish language. During the late... more
Many persons have contributed to this endeavor, to all o f whom I am supremely grateful. Gari Ledyard, my advisor at Columbia, and Hans Bielenstein trained me in the use o f historical sources and guided my initial forays into the early... more
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