Personhood and the Locked-In Syndrome
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Abstract
Workshop to take place in Barcelona, 17-18 November 2016: The locked-in syndrome (LIS), in which persons are conscious but almost entirely paralyzed and voiceless, is one of the most dramatic states a human being can find himself or herself in. This interdisciplinary international workshop will bring together cognitive neuroscientists, care and neuro-rehabilitation professionals, brain-computer interface experts, individuals involved in LIS patients associations, philosophers, bioethicists, medical anthropologists and sociologists, and historians of the brain/mind sciences to discuss the impact this unique condition has on ways of understanding personhood at the theoretical and practical levels. While the philosophy of personhood in the Western tradition since the late 17th century has emphasized cognitive capacities and self-consciousness, the experience of LIS contributes to open new ground for understanding how relationality, emotion, communication and phenomenal consciousness (the feeling of what it is like to be in a certain state) are constitutive of personal identity and the sense of self.
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Consciousness and Cognition
Different sort of people are interested in personal identity. Philosophers frequently ask what it takes to remain oneself. Caregivers imagine their patients’ experience. But both philosophers and caregivers think from the armchair: they can only make assumptions about what it would be like to wake up with massive bodily changes. Patients with a locked-in syndrome (LIS) suffer a full body paralysis without cognitive impairment. They can tell us what it is like. Forty-four chronic LIS patients and 20 age-matched healthy medical professionals answered a 15-items questionnaire targeting: (A) global evaluation of identity, (B) body representation and (C) experienced meaning in life. In patients, self-reported identity was correlated with B and C. Patients differed with controls in C. These results suggest that the paralyzed body remains a strong component of patients’ experienced identity, that patients can adjust to objectives changes perceived as meaningful and that caregivers fail in predicting patients’ experience.► In this study we propose an empirical approach to the sense of self in real patients. ► We investigate how bodily changes are integrated in patients’ experienced identity. ► Locked-in patients suffer a full-body paralysis with preserved cognitive functions. ► They report a phenomenological sense of self correlated with body representation. ► Predictions from the armchair fail to match patients’ reports from the wheelchair.
Article, 2022
The theory of psychological persistence defines persons as beings capable of creating a concept of themselves through the continuity in time of their mental states. In debates about life and death of some humans who have lost their conscious faculties, it is discussed whether they are persons or not and, therefore, whether it would be lawful to terminate their lives. The coma is presented as a counterexample to theories of personhood, which justify the right to life on the basis of the psychological persistence of the individual. This right would be granted not in terms of persistence or mental continuity, but by the conditions that make possible its prompt recovery in the clinical framework of the disease.
Neuroethics
It has been argued that Extended Cognition (EXT), a recently much discussed framework in the philosophy of cognition, would serve as the theoretical basis to account for the impact of Brain Computer Interfaces (BCI) on the self and life of patients with Locked-in Syndrome (LIS). In this paper I will argue that this claim is unsubstantiated, EXT is not the appropriate theoretical background for understanding the role of BCI in LIS. I will critically assess what a theory of the extended self would comprise and provide a list of desiderata for a theory of self that EXT fails to accommodate for. There is, however, an alternative framework in Cognitive Science, Enactivism, which entails the basis for an account of self that is able to accommodate for these desiderata. I will outline some first steps towards an Enactive approach to the self, suggesting that the self could be considered as a form of human autonomy. Understanding the self from an enactive point of view will allow to shed new light on the questions of whether and how BCIs affect or change the selves of patients with LIS.
MASKA. Anthropology Sociology Culture (ISSN: 1898-5947), 2017
In this article, I seek to conceptualize a phenomenological approach to comatose, vegetative states. In my view, immobility and the absence of responsiveness need not entail the complete absence of personhood. Instead, the commencement of the coma also brings about the transformation and depersonalization of the ill person. Experience, as we know from accounts given by patients who have been revived from comatose states, does not cease. The coma is definitely not a state of living death, at least in most cases. Instead, personality shifts to a mode of dormancy and latency. Relational ontologies such as that of Karen Barad fail to account for hidden potentials, unresponsive entities, and inaccessible agents. Therefore, I propose a phenomenological approach that takes into account depersonalized modes of personhood. Borrowing Roberto Esposito’s concept of the “third person” and the “impersonal”, I seek to identify the comatose body as an impersonality, a liminal mode of personhood that cannot be easily situated upon the continuum of life/death, presence/absence. Impersonality also transforms experience, and is productive of what the literature calls “the feeling of presence.” Such feelings, as enacted in medico-cultural settings, point toward impersonal neutrality that constitutes the ultimate possibility of experience.
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The locked-in syndrome (pseudocoma) describes patients who are awake and conscious but selectively deefferented, i.e., have no means of producing speech, limb or facial movements. Acute ventral pontine lesions are its most common cause. People with such brainstem lesions often remain comatose for some days or weeks, needing artificial respiration and then gradually wake up, but remaining paralyzed and voiceless, superficially resembling patients in a vegetative state or akinetic mutism. In acute locked-in syndrome (LIS), eye-coded communication and evaluation of cognitive and emotional functioning is very limited because vigilance is fluctuating and eye movements may be inconsistent, very small, and easily exhausted. It has been shown that more than half of the time it is the family and not the physician who first realized that the patient was aware. Distressingly, recent studies reported that the diagnosis of LIS on average takes over 2.5 months. In some cases it took 4-6 years before aware and sensitive patients, locked in an immobile body, were recognized as being conscious. Once a LIS patient becomes medically stable, and given appropriate medical care, life expectancy increases to several decades. Even if the chances of good motor recovery are very limited, existing eye-controlled, computer-based communication technology currently allow the patient to control his environment, use a word processor coupled to a speech synthesizer, and access the worldwide net. Healthy individuals and medical professionals sometimes assume that the quality of life of an LIS patient is so poor that it is not worth living. On the contrary, chronic LIS patients typically self-report meaningful quality of life and their demand for euthanasia is surprisingly infrequent. Biased clinicians might provide less aggressive medical treatment and influence the family in inappropriate ways. It
Journal of the Royal Anthropological Institute, 2020
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Ethic@: an International Journal for Moral Philosophy, 2021
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