Centre for Development Studies Report
2024, Doing Radical Things Right. Ethical Good Practices for Basic Income Experiments
Abstract
Increasing calls for reform to welfare provision have seen growing support for basic income (BI) -the unconditional provision of cash transfers to all. As a result, recent years have seen an exponential increase in the number of pilot experiments of BI, across all parts of the world. However, to date, there has been little discussion of the ethical considerations of such experiments. This paper is the outcome of a workshop whereby BI piloters came together to discuss such ethical considerations, share case studies, and begin to formulate general principles to guide ethical BI experiments. The paper discusses the ethical considerations relevant to the various stages of a pilot experiment and concludes with some general principles: to do-no-harm, maintain respect, dignity, and agency; mitigate power inequalities, promote trust and transparency, and ensure substantive unconditionality. The paper hopes to stimulate discussions towards an ethical protocol for better practice in BI experiments and provide a useful resource to those working on, or interested in, BI research.
References (48)
- Formerly the global Code of Conduct for Research in Resource-Poor Settings: https://www.globalcodeofconduct.org/
- Anderson, M.B., 1999, Do No Harm: How Aid Can Support Peace -Or War. Boulder, CO: Lynne Rienner Publishers.
- Baele S.J. 2013, The Ethics of New Development Economics: Is the Experimental Approach to Development Economics Morally Wrong? The Journal of Philosophical Economics. 7(1)
- Barrett C.B., Carter M.R., 2010. The Power and Pitfalls of Experiments in Development Economics: Some Non-random Reflections. Applied Economic Perspectives and Policy, 32(4): 515-548.
- BIEN, n.d. About Basic Income [Online]. Basic Income Earth Network. Available: https://basicincome.org/about-basic-income/.
- Bonell, C., Jamal, F., Melendez-Torres G.F., Cummins, S. 2015, 'Dark logic': theorising the harmful consequences of public health interventions. Journal of Epidemiol Community Health, 69(1), 95-8.
- Boog, B., Slagter, M., & Zeelen, J, 2008. Developing ethics and standards in action research. Journal of Social Intervention: Theory and Practice, 17(4).
- Brown, A. M., 2021. Holding Change: The Way of Emergent Strategy Facilitation and Mediation. Chico: AK Press.
- Brydon-Miller, M, 2008. Ethics and action research: Deepening our commitment to principles of social justice and redefining systems of democratic practice. The SAGE handbook of action research: Participative inquiry and practice, 2, 199-210.
- Büchs, M., Koch, M., Lee, J., 2024. Sustainable welfare: Decoupling welfare from growth and prioritising needs satisfaction for all. In: K. Heron, L. Eastwood, eds. De Gruyter Handbook of Degrowth: Propositions and Prospects. De Gruyter.
- Daalen, K.R.v., Dada, S., James, R., Ashworth, H.C., Khorsand, P., Lim, J., Mooney, C., Khankan, Y., Essar, M.Y., Kuhn, I., Juillard, H., Blanchet, K., 2022. Impact of conditional and unconditional cash transfers on health outcomes and use of health services in humanitarian settings: a mixed-methods systematic review. BMJ Global Health, 7(1), e007902.
- Davala, S., Jhabvala, R., Standing, G., Mehta, S.K., 2015. Basic income: A transformative policy for India. London: Bloomsbury Publishing. References
- Dermont, C., Weisstanner D., 2020. Automation and the future of the welfare state: basic income as a response to technological change? Political Research Exchange 2(1), 1757387.
- DFID, 2019. Sector Best Buys: Economic development for the poor: social protection and agriculture. Sector Best Buys Chief Economist's office: UK Department for International Development.
- Edward, P., 2006. The ethical poverty line: A moral quantification of absolute poverty. Third World Quarterly, 27(2), 377-393.
- Economic Security Project, 2023. Building Economic Power Through Story: A Storytelling Guide for Guaranteed Income Advocates. Available: https://economicsecurityproject.org/resource/storytelling-guide/.
- Ferdosi, M., McDowell, T., Lewchuck, W., Ross, S., 2022. On how Ontario trialed basic income. UNESCO Inclusive Policy Lab. Available: https://en.unesco.org/inclusivepolicylab/analytics/how-ontario-trialed- basic-income.
- Fitzpatrick, N., Parrique, T., Cosme, I., 2022. Exploring degrowth policy proposals: A systematic mapping with thematic synthesis. Journal of Cleaner Production, 365, 132764.
- Fowler, R., 2021. I applied for LA's basic income program -and the process was startling. The Guardian. Available: https://www.theguardian.com/us- news/2021/nov/29/universal-basic-income-los-angeles-pilot-big-leap.
- Haushofer, J., Shapiro, J., 2016. The Short-term Impact of Unconditional Cash Transfers to the Poor: Experimental Evidence from Kenya. The Quarterly Journal of Economics, 131(4), 1973-2042.
- Holland, S., Westlake, D., Roberts, L., Vallis, D., Lloyd, H., Sanders, M., Mathur, V., Bezeczky, Z., Pickett, K., Johnson, M., Hick, R., Schroeder, E., Fahr, P., (2024) Basic Income for Care Leavers in Wales pilot evaluation report. Cardiff: Welsh Government, GSR report number 12/2024. Available: https://www.gov.wales/basic-income-care-leavers-wales-pilot-evaluation- annual-report-2023-2024.
- Hutt, J., 2022. Written Statement: Basic Income Pilot for Care Leavers in Wales, Available: https://www.gov.wales/written-statement-basic-income- pilot-care-leavers-wales.
- Hickel, J., Kallis, G., 2020. Is Green Growth Possible? New Political Economy, 25(4), 469-486.
- Howard N., 2022. Towards ethical good practice in cash transfer trials and their evaluation. Open Research Europe, 2:12.
- Iphofen, R. 2011. Research Ethics in Ethnography/Anthropology, Brussels: European Commission.
- Kashtan, M. 2014. Reweaving Our Human Fabric: Working Together to Create a Nonviolent Future. Oakland: Fearless Heart Publications.
- Kline, S., 2022. Basic Income and Local Government: A Guide to Municipal Pilots. Stanford, CA: Stanford. Basic Income Lab.
- Kinstler, L., 2024. How poor Kenyans became economists' guinea pigs. Randomised controlled trials have many problems. They may still be the best too for solving poverty. 1843 Magazine, 1st March 2024. Available: https://www.economist.com/1843/2024/03/01/how-poor-kenyans- became-economists-guinea-pigs.
- Laín, B., Merrill, R., 2021. Why Do We Run Basic Income Experiments? From Empirical Evidence to Collective Debate. Basic Income Studies, 16(1), 27-38.
- Langridge, N., 2024. Unconditional Basic Income and a Degrowth Transition: Adding Empirical Rigour to Radical Visions. Futures, 159, 1-14.
- Liegey, V., 2021. The Unconditional Autonomy Allowance: a tool for democratic and convivial degrowth. European Green Perspectives on Basic Income (Volume 2). Green European Foundation.
- Mathur, V., Howard, N., Lazarus, J., Bhan, T., Ardhapure, S. and Devsharma, B., 2023. How to Set Up, Manage, and Study a UBI+ Experiment: The Case of the 'WorkFREE' Project in Hyderabad, India. Centre for Development Studies Report Series.
- Merrill, R., Neves, C., Laín, B., 2021. Basic Income Experiments: A Critical Examination of Their Goals, Contexts, and Methods. London: Springer Nature.
- Noguera, J.A., De Wispelaere, J., 2006. A Plea for the Use of Laboratory Experiments in Basic Income Research. Basic Income Studies, 1(2).
- Parrique, T., 2019. The Political Economy of Degrowth, Université Clermont Auvergne [2017-2020];
- Pogge, T., 2010. Politics as Usual: What Lies Behind the Pro-Poor Rhetoric. Cambridge: Polity Press.
- Robben A.C.G.M, Sluka J., 2007. Ethnographic Fieldwork: An Anthropological Reader. Oxford: Blackwell Publishing.
- Roelen, K., Devereux, S., Abdulai, A.-G., Martorano, B., Palermo, T. and Ragno, L.P., 2017. How to Make 'Cash Plus' Work: Linking Cash Transfers to Services and Sectors. Innocenti Working Papers 2017-10. Available: https://www.calpnetwork.org/publication/how-to-make-cash-plus-work- linking-cash-transfers-to-services-and-sectors/.
- Standing, G., 2017. Basic income: And how we can make it happen. UK: Pelican. Standing, G., 2021. Basic Income Pilots: Uses, Limitations and Design Principles. Basic Income Studies, 16(1), 75-99.
- Stanford BI Lab, n.d. BI Experiments Map [Online].
- Torry, M., 2023. The Palgrave International Handbook of Basic Income. 2nd ed. Cham: Springer Nature.
- TRUST, 2018. The TRUST Code -A Global Code of Conduct for Equitable Research Partnerships. Available: https://www.globalcodeofconduct.org/.
- Tuhiwai Smith, L., 1999. Decolonizing Methodologies: Research and Indigenous Peoples, London: Zed Books.
- Weeks, K., 2011. The Problem with Work: Feminism, Marxism, Antiwork Politics, and Postwork Imaginaries. Durham, USA: Duke University Press.
- Welsh Government, 2023. Basic income pilot for care leavers: overview of the scheme. Available at: https://www.gov.wales/basic-income-pilot-care- leavers-overview-scheme.
- Widerquist, K., 2018. A Critical Analysis of Basic Income Experiments for Researchers, Policymakers, and Citizens. Switzerland: Springer Nature.
- Widerquist, K., 2019. Three Waves of Basic Income Support. In: M. Torry, ed. The Palgrave International Handbook of Basic Income. Cham: Springer Nature, 31-44.
- Woodward, D., 2010. How Poor is 'poor'?: Towards a Rights-based Poverty Line. New Economics Foundation. Available: https://neweconomics.org/uploads/files/9190d355dfa2d4f550_kkm6bpg2y. pdf. Zavala, M., 2013. What Do We Mean by Decolonizing Research Strategies? Lessons From Decolonizing, Indigenous Research Projects in New Zealand and Latin America. Decolonization: Indigeneity, Education & Society, 2(1): 55- 71.